Kimberli Fleck

Kimberli Fleck is the Chief Compliance Officer and General Counsel for PFG.  In this capacity, Kim handles all legal issues and provides legal advice to the firm.  Additionally, Kim oversees all aspects of PFG’s compliance department. 

Prior to her joining PFG, Kim was a Managing Attorney for a nationwide healthcare company at its corporate headquarters located in the Washington DC metro area. 

Kim graduated from Pennsylvania State University, receiving her BA in Political Science. She earned her Juris Doctor from the Widener University School of Law where she also served as President of the Student Bar Association. Kim is admitted to the Commonwealth of Pennsylvania as an attorney at law. She also holds securities registrations Series 7, 24, 53 and 66 and is a registered representative of Walnut Street Securities.